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Syllabus by the Ohio Ethics Commission:
(1) A County Library District is a political subdivision.
(2) A member of a County Public Library District
Board is not prohibited by Section 102.04 (B) of the Revised Code
from receiving or agreeing to receive, directly or indirectly, compensation,
other than from the agency with which he serves, for any service rendered
or to be rendered by him personally in any case, proceeding, application,
or other matter which is before any agency of the county in which
the library district is located.
* * * * * *
Your request for an advisory opinion asks whether a member
of the Warder Public Library District Board of Clark County is prohibited
by Section 102.04 (B) of the Revised Code from receiving compensation
for services personally rendered on behalf of clients before the county
commissioners of Clark County.
You state, by way of history, that you are a member of
the Warder Public Library District Board, appointed to that position by
the county commissioners, that you are also a practicing attorney and
that your practice involves representation of clients' interests before
the county commissioners.
Section 102.04 (B) of the Revised Code states:
"No person who is elected or appointed to an office
of or employed by a county, township, municipal corporation, or any
other governmental entity, excluding the courts, shall receive or
agree to receive directly or indirectly compensation other than from
the agency with which he serves for any service rendered or to be
rendered by him personally in any case, proceeding, application, or
other matter which is before any agency, department, board, bureau,
commission or other instrumentality, excluding the courts, of the
entity of which he is an officer or employee."
The issue is whether you as a member of the Warder Public
Library District Board have been "appointed to an office of ... a county,"
for purposes of Section 102.04 (B) of the Revised Code.
Ohio Ethics Commission Advisory Opinion No. 74-007 established
the following tests for determine whether a person is appointed to an
"office": (1) was he appointed; (2) does he have a title; (3) does he
exercise functions of government concerning the public; and (4) is he
not subject to a contract of employment. In Advisory Opinion No. 75-004,
the Ohio Ethics Commission added a further test -- the exercise of sovereign
power.
Ohio Ethics Commission Advisory Opinion No. 75-007 applies
these five tests to the offices which fall within the purview of Division
(B) of Section 102.04 of the Revised Code. It is, therefore, necessary
to examine legislation establishing Library District Boards in order to
determine whether persons appointed to district library boards are "persons
appointed to an office" for purposes of Section 102.04 (B) of the Revised
Code. By virtue of Section 3375.22 of the Revised Code, county commissioners
may establish Library District Boards:
"In any county in which there has been created a
county library district, the free public library of said district
shall be under the control and management of a board of library trustees
consisting of seven members. - Such trustees shall be qualified electors
of the library district. Three shall be appointed by the judges of
the court of common pleas and four shall be appointed by the board
of county commissioners of the county in which said district is situated
The members of such board of library trustees shall serve without
compensation but shall be reimbursed for their actual and necessary
expenses incurred in the performance of their duties. Such board of
library trustees shall organize in accordance with section 3375.32
of the Revised Code. Such board of library trustees shall have the
control and management of the county district free public library
and in the exercise of such control and management shall be governed
by sections 3375.33 to 3375.41, inclusive, of the Revised Code . .
. "
Therefore, members of Library District Boards, appointed
pursuant to Section 3375.22 of the Revised Code, exercise functions of
government concerning the public, do not have a contract of employment
and have the title of library trustees. They therefore would be appointed
to an "office" for purposes of Section 102.04 of the Revised Code if they
also meet the sovereign power test.
The statutorily imposed duties of Library District Boards
obviates the question. The library trustees exercise administrative discretion
and have authority in excess of the mere formulation of plans or making
recommendations.
Section 3375.40 of the Revised Code lists the following
duties of the library trustees:
"Each board of library trustees appointed pursuant
to sections 3375.06, 3375.10, 3375.12, 3375.15, 3375.22, and 3375.30
of the Revised Code may:
(A) Hold title to and have the custody of all
property both real and personal of the free public library under
its jurisdiction;
(B) Expend for library purposes, and in the
exercise of the power enumerated in this section, all moneys,
whether derived from unclassified property taxes or otherwise, credited
to the free public library under its jurisdiction and generally do
all things it deems necessary for the establishment, maintenance,
and improvement of the public library under its jurisdiction;
(C) Purchase or lease buildings or parts of
buildings and other real property and purchase automobiles and other
personal property necessary for the proper maintenance and operation
of the free public libraries under its jurisdiction and pay the purchase
price therefor in installments or otherwise;
(D) Purchase, lease, lease with an option to purchase,
or erect buildings or parts of buildings to be used as main libraries,
branch libraries, or library stations pursuant to section 3375.41
of the Revised Code;
(E) Establish and maintain a main library,
branches, library stations, and traveling library service within the
territorial boundaries of the subdivision or district over which it
has jurisdiction of public library service;
(F) Establish and maintain branches, library
stations, and traveling library service in any school district, outside
the territorial boundaries of the subdivision or district over which
it has jurisdiction of free public library service upon application
to and approval of the state library board, pursuant to section 3375.05
of the Revised Code; provided the board of trustees of any free public
library maintaining branches, stations, or traveling-book service,
outside the territorial boundaries of the subdivision or district
over which it has jurisdiction of public library service, on September
4, 1947, may continue to maintain and operate such branches, stations,
and traveling library service without the approval of the state library
board;
(G) Appoint and fix the compensation of all
the employees of the free public library under its jurisdiction;
(H) Make and publish rules and regulations
for the proper operation and management of the tree public library
under its jurisdiction;
(I) Establish and maintain a museum in connection
with and as an adjunct to the tree public library under its jurisdiction;
(J) By the adoption of a resolution accept any
bequest, gift, or endowment upon the conditions connected with
such bequest, gift, or endowment; provided no such bequest, gift or
endowment shall be accepted by such board if the conditions thereof
remove any portion of the free public library under its jurisdiction
from the control of such board or if such conditions, in any manner,
limit the free use of such library or any part thereof by the residents
of the counties in which such library is located;
(K) At the end of any fiscal year by a two-thirds
vote of its full membership, set aside any unencumbered surplus remaining
in the general fund of the library under its jurisdiction for the
purpose of creating a special building and repair fund;
(L) Procure and pay all or part of the cost of
group life, hospitalization, surgical, or major medical insurance,
or a combination of any of the foregoing types of insurance or coverage,
whether issued by an insurance company, hospital service association,
or nonprofit medical care corporation duly licensed by the state,
covering its employees and in case of hospitalization, surgical, and
major medical insurance, also covering the dependents and spouses
of such employees. With respect to life insurance, coverage for any
employee shall not exceed the sum of ten thousand dollars, exclusive
of any double indemnity clause which is a part of the policy." (Emphasis
added)
Those duties and responsibilities emphasized in the above
quoted section indicate that the duties of members of the Library District
Board involve the exercise of sovereign power. Thus, it can be said that
they are appointed to "an office" for purposes of Section 102.04 (B) of
the Revised Code.
The next question is whether a County Library District
Board is a department or agency of the county in which it is located.
Ohio Attorney General Opinion No. 1970 issued in 1950, held that a county
library district is an entity separate and distinct from the county itself.
It is not a subdivision of the county or a subordinate department of the
county.
The final issue to be determined is whether a County
Library District Board is "any other governmental entity" as that term
is used in Section 102.04 (B) of the Revised Code. In Ohio Ethics Commission
Advisory Opinion No. 75-021 the Commission stated that "it seems apparent
that the State Legislature intended for political subdivisions to come
under that section (Section 102.04 (B) of the Revised Code) and that the
phrase 'any other governmental entity' should include political subdivisions
other than counties, townships or municipal corporations.
Section 3375-33 of the Revised Code states that:
"the boards of library trustees ... are bodies politic
and corporate, and as such are capable of suing and being sued, contracting,
acquiring, holding, possessing, and disposing of real and personal
property, and of exercising such other powers and privileges as are
conferred upon them by law."
In construing this section and other sections of the
Revised Code pertaining to county library district boards, the Ohio Attorney
General concluded that such district boards are "Political subdivisions."
In the Opinion, 1953 Ohio Attorney General 2994, the Attorney General
held that the County Library District of Hamilton County was a political
subdivision and automobiles owned by it were exempt from the Motor Vehicle
Financial Responsibility Act which exempted any motor vehicle owned by
"the United States, this state, or any political subdivision of this state.
. ."
Thus, a person who is appointed to a county library district
board is a "person who is ... appointed to an office of ... a ... governmental
entity" for purposes of Section 102.04 (B) of the Revised Code. As such,
a member of that board is prohibited from receiving or agreeing to receive,
directly or indirectly, compensation, other than from the library district
board, for any service rendered or to be rendered by him personally in
any case, proceeding, application, or other matter which is before any
agency of the library district.
Therefore, it is the opinion of the Ohio Ethics Commission
and you are so advised, a county library district is a political subdivision;
and, that a member of a County Public Library District Board is not prohibited
by Section 102.04 (B) of the Revised Code from receiving or agreeing to
receive, directly or indirectly, compensation other than from the agency
with which he serves, for any service rendered or to be rendered by him
personally in any case, proceeding, application or other matter which
is before any agency, department, board, bureau commission or other instrumentality
of the county in which the library district is located.
OHIO ETHICS COMMISSION
Merom Brachman, Chairman
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